Best Investors Account Sign in

Lee Anderson

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Tacoma, WA

CRD 2119629

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-13
TX RA APPROVED_RES 2026-08-10
  • AZ RA
    APPROVED
    Since 2026-08-13
  • TX RA
    APPROVED_RES
    Since 2026-08-10

Branch Locations

8601 N Scottsdale Rd, Scottsdale, AZ 85253 • United States

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Scottsdale AZ 03/2021 07/2021
Wells Fargo Bank, Na Scottsdale AZ 10/2015 Present
Wells Fargo Clearing Services Scottsdale AZ 06/2026 Present
  • 03/2021 → 07/2021
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
  • 10/2015 → Present
    Wells Fargo Bank, Na
    Scottsdale, AZ
  • 06/2026 → Present
    Wells Fargo Clearing Services
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-11
S65 Uniform Investment Adviser Law Examination 1998-03-17
S63 Uniform Securities Agent State Law Examination 1991-02-28
  • S66 Uniform Combined State Law Examination
    2026-08-11
  • S65 Uniform Investment Adviser Law Examination
    1998-03-17
  • S63 Uniform Securities Agent State Law Examination
    1991-02-28
Other Names
  • Lee Richards Anderson

View on SEC IAPD

More in Scottsdale, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor