Neal A Bailey

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 12/2020
  Fidelity Investments
  Knoxville, TN
• 12/2020 → 10/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 10/2021 → 12/2023
  Not Employed
  Knoxville, TN
• 12/2023 → 04/2024
  Select Quote
  Overland Park, KS
• 05/2024 → 05/2025
  Dxc Technology
  Tulsa, OK
• 06/2026 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 06/2025 → 06/2026
  Unemployed
  St Johns, FL
• 07/2026 → Present
  Empower Advisory Group
  Greenwood Village, CO

Previous Registrations

• 2018-07-13 → 2021-10-01
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Jacksonville, FL
• 2011-10-05 → 2018-07-13
  Strategic Advisers Llc
  Knoxville, TN
• 2009-10-29 → 2011-09-01
  Td Ameritrade, Inc.
  Jacksonville, FL
• 2009-11-24 → 2011-09-01
  Td Ameritrade Investment Management, Llc
  Ponte Verde, FL
• 2007-09-13 → 2009-02-24
  Ubs Financial Services Inc.
  Oak Ridge, TN
  Weehawken, NJ
  Knoxville, TN
  Knoxville, TN
• 2007-06-19 → 2007-08-23
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2026-06-27
• S65 Uniform Investment Adviser Law Examination
  2007-06-18
• S63 Uniform Securities Agent State Law Examination
  1991-02-27

Other Names

• Neal Allan Bailey
• Neal Allen Bailey
• Neal Allan Bailey