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Nancy Elizabeth Pultz

Rockefeller Financial LLC

Dallas, TX

CRD 7973689

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-10
  • TX RA
    APPROVED
    Since 2026-07-10

Branch Locations

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Dallas TX 03/2026 Present
Charles Schwab Westlake TX 09/2024 03/2026
University Of Arkansas Fayetteville AR 08/2020 05/2024
Upper Arlington High School Upper Arlington OH 08/2016 05/2020
Unemployed Columbus OH 05/2024 09/2024
  • 03/2026 → Present
    Rockefeller Financial Llc
    Dallas, TX
  • 09/2024 → 03/2026
    Charles Schwab
    Westlake, TX
  • 08/2020 → 05/2024
    University Of Arkansas
    Fayetteville, AR
  • 08/2016 → 05/2020
    Upper Arlington High School
    Upper Arlington, OH
  • 05/2024 → 09/2024
    Unemployed
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-10
  • S66 Uniform Combined State Law Examination
    2026-07-10
Other Names
  • Nancy Pultz

View on SEC IAPD

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