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Robert M Graves

First Trust Advisors LP

Wheaton, IL

Austin, TX

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-24
TX RA APPROVED 2026-08-24
  • IL RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED
    Since 2026-08-24

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Distributors, Llc Charlotte NC 06/2024 07/2026
University Of Oklahoma Norman OK 08/2023 05/2024
Equitable Distributors Charlotte NC 06/2023 08/2023
University Of Oklahoma Norman OK 08/2022 05/2023
Lone Star Valet Dallas TX 06/2022 08/2022
University Of Oklahoma Norman OK 08/2021 05/2022
Lone Star Valet Dallas TX 05/2021 08/2021
University Of Oklahoma Norman OK 08/2020 05/2021
Rockwall-Heath Highschool Heath TX 08/2016 08/2020
First Trust Portfolios L.P. Wheaton IL 07/2026 Present
First Trust Advisors L.P. Wheaton IL 07/2026 Present
  • 06/2024 → 07/2026
    Equitable Distributors, Llc
    Charlotte, NC
  • 08/2023 → 05/2024
    University Of Oklahoma
    Norman, OK
  • 06/2023 → 08/2023
    Equitable Distributors
    Charlotte, NC
  • 08/2022 → 05/2023
    University Of Oklahoma
    Norman, OK
  • 06/2022 → 08/2022
    Lone Star Valet
    Dallas, TX
  • 08/2021 → 05/2022
    University Of Oklahoma
    Norman, OK
  • 05/2021 → 08/2021
    Lone Star Valet
    Dallas, TX
  • 08/2020 → 05/2021
    University Of Oklahoma
    Norman, OK
  • 08/2016 → 08/2020
    Rockwall-Heath Highschool
    Heath, TX
  • 07/2026 → Present
    First Trust Portfolios L.P.
    Wheaton , IL
  • 07/2026 → Present
    First Trust Advisors L.P.
    Wheaton , IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-02
S63 Uniform Securities Agent State Law Examination 2024-08-28
  • S66 Uniform Combined State Law Examination
    2026-04-02
  • S63 Uniform Securities Agent State Law Examination
    2024-08-28
Other Names
  • Trey Michael Graves
  • Robert Michael Graves
  • Robert Michael Graves

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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