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Isaac Ruiz De La Torre

J.P. Morgan Securities LLC

Tempe , AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-30
TX RA APPROVED 2026-07-29
  • AZ RA
    APPROVED
    Since 2026-07-30
  • TX RA
    APPROVED
    Since 2026-07-29

Branch Locations

150 W University Dr., Flr 04, Tempe , AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tempe AZ 05/2026 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 05/2026 Present
Etrade From Morgan Stanley Gilbert AZ 08/2024 05/2026
Unemployed Phoenix AZ 01/2024 07/2024
Seres Therapeutics, Inc Tempe AZ 03/2022 12/2023
Knowles Law Firm, Plc Mesa AZ 12/2019 03/2022
Unemployed Tucson AZ 09/2019 11/2019
Chapman Automotive Group, Honda Tucson AZ 11/2016 08/2019
Unemployed Tucson AZ 06/2016 10/2016
  • 05/2026 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 05/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 08/2024 → 05/2026
    Etrade From Morgan Stanley
    Gilbert, AZ
  • 01/2024 → 07/2024
    Unemployed
    Phoenix, AZ
  • 03/2022 → 12/2023
    Seres Therapeutics, Inc
    Tempe, AZ
  • 12/2019 → 03/2022
    Knowles Law Firm, Plc
    Mesa, AZ
  • 09/2019 → 11/2019
    Unemployed
    Tucson, AZ
  • 11/2016 → 08/2019
    Chapman Automotive Group, Honda
    Tucson, AZ
  • 06/2016 → 10/2016
    Unemployed
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
S63 Uniform Securities Agent State Law Examination 2025-01-21
  • S66 Uniform Combined State Law Examination
    2026-07-29
  • S63 Uniform Securities Agent State Law Examination
    2025-01-21
Other Names
  • Isaac Ruiz
  • Isaac Ruiz De La Torre

View on SEC IAPD

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