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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-11
  • NC RA
    APPROVED
    Since 2026-08-11

Branch Locations

13024 Ballantyne Corporate Plaza Suite 650, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Charlotte NC 07/2024 Present
Deeco Inc Raleigh NC 02/2023 04/2024
Tin Roof Llc Raleigh NC 06/2021 02/2024
North Carolina Department Of Agriculture Raleigh NC 10/2021 04/2022
Gin Mill Charlotte NC 05/2021 09/2021
Mama's Pizza Fort Mill SC 05/2019 10/2019
Mr. Putty's Fun Park Tega Kay SC 06/2017 09/2017
North Carolina State University Raleigh NC 08/2018 12/2022
Cuthbertson High School Waxhaw NC 08/2013 05/2018
  • 07/2024 → Present
    Ubs Financial Services
    Charlotte, NC
  • 02/2023 → 04/2024
    Deeco Inc
    Raleigh, NC
  • 06/2021 → 02/2024
    Tin Roof Llc
    Raleigh, NC
  • 10/2021 → 04/2022
    North Carolina Department Of Agriculture
    Raleigh, NC
  • 05/2021 → 09/2021
    Gin Mill
    Charlotte, NC
  • 05/2019 → 10/2019
    Mama's Pizza
    Fort Mill, SC
  • 06/2017 → 09/2017
    Mr. Putty's Fun Park
    Tega Kay, SC
  • 08/2018 → 12/2022
    North Carolina State University
    Raleigh, NC
  • 08/2013 → 05/2018
    Cuthbertson High School
    Waxhaw, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-11
  • S66 Uniform Combined State Law Examination
    2026-08-11

View on SEC IAPD

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