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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-11
  • FL RA
    APPROVED
    Since 2026-08-11

Branch Locations

9000 Southside Blvd Wealth Management Client Care, Jacksonville, FL 32256 • United States

4909 Savarese Cir Wealth Management Client Care, Tampa, FL 33634 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 08/2023 Present
Finish Line / Jd Sports Naples FL 04/2023 08/2023
Finish Line / Jd Sports St. Petersburg FL 01/2023 04/2023
Dick's Sporting Goods Birmingham AL 08/2022 12/2022
Unemployed Birmingham AL 07/2022 08/2022
Regalos En Casa Telde 04/2020 07/2022
Christian Life International Church Las Palmas De G.C. 12/2011 12/2019
Unemployed Telde 12/2019 04/2020
Southwestern Assemblies Of God University Las Palmas 08/2017 04/2019
Southwestern Assemblies Of God University Las Palmas 01/2020 07/2020
Southwestern Assemblies Of God University Las Palmas 08/2020 12/2021
  • 08/2023 → Present
    Tampa, FL
  • 04/2023 → 08/2023
    Finish Line / Jd Sports
    Naples, FL
  • 01/2023 → 04/2023
    Finish Line / Jd Sports
    St. Petersburg, FL
  • 08/2022 → 12/2022
    Dick's Sporting Goods
    Birmingham, AL
  • 07/2022 → 08/2022
    Unemployed
    Birmingham, AL
  • 04/2020 → 07/2022
    Regalos En Casa
    Telde
  • 12/2011 → 12/2019
    Christian Life International Church
    Las Palmas De G.C.
  • 12/2019 → 04/2020
    Unemployed
    Telde
  • 08/2017 → 04/2019
    Southwestern Assemblies Of God University
    Las Palmas
  • 01/2020 → 07/2020
    Southwestern Assemblies Of God University
    Las Palmas
  • 08/2020 → 12/2021
    Southwestern Assemblies Of God University
    Las Palmas
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-10
S63 Uniform Securities Agent State Law Examination 2025-07-31
  • S66 Uniform Combined State Law Examination
    2026-08-10
  • S63 Uniform Securities Agent State Law Examination
    2025-07-31

View on SEC IAPD

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