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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-27 |
| GA | RA | APPROVED | 2026-07-21 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Atlanta | GA | 03/2026 | Present |
| Parametric Portfolio Associates - Morgan Stanley | Boston | MA | 07/2024 | 05/2025 |
| Parametric Portfolio Associates - Morgan Stanley | Alpharetta | GA | 05/2025 | 03/2026 |
| Louisiana State University | Baton Rouge | LA | 08/2020 | 05/2025 |
| Fontbonne Academy | Milton | MA | 10/2016 | 06/2020 |
| Cardinal Spellman High School | Brockton | MA | 09/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-20 |
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