Hadis Farazmand

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2024 → Present
  J.P. Morgan Securities Llc
  San Mateo, CA
• 06/2024 → Present
  Jpmc Bank Na (Southwest)
  San Mateo, CA
• 09/2021 → 05/2024
  Technology Credit Union
  San Francisco, CA
• 10/2018 → 09/2021
  San Francisco Federal Credit Union
  San Francisco, CA
• 05/2017 → 02/2018
  Marketing On 6Th
  Berkeley, CA
• 08/2016 → 12/2016
  Cvs
  Albany, CA
• 01/2017 → 04/2017
  Unemployed
  El Cerrito, CA
• 03/2018 → 09/2018
  Unemployed
  Hercules, CA

Exams

• S66 Uniform Combined State Law Examination
  2026-08-24
• S63 Uniform Securities Agent State Law Examination
  2024-08-19