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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-22
  • CT RA
    APPROVED
    Since 2026-07-22

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

601 21St Street Suite 326, Vero Beach, FL 32960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stamford CT 12/2024 09/2025
Ubs Financial Services Inc. Stamford CT 06/2024 12/2024
Northwestern University Evanston IL 09/2022 06/2025
Ridgefield Public Schools Ridgefield CT 09/2009 06/2022
Diamond Properties Mount Kisco NY 06/2023 09/2023
Silver Spring Country Club Ridgefield CT 06/2021 09/2024
Ubs Financial Services Inc. Vero Beach FL 06/2026 Present
University Of Bologna Bolonga 09/2025 Present
  • 12/2024 → 09/2025
    Stamford, CT
  • 06/2024 → 12/2024
    Stamford, CT
  • 09/2022 → 06/2025
    Northwestern University
    Evanston, IL
  • 09/2009 → 06/2022
    Ridgefield Public Schools
    Ridgefield, CT
  • 06/2023 → 09/2023
    Diamond Properties
    Mount Kisco, NY
  • 06/2021 → 09/2024
    Silver Spring Country Club
    Ridgefield, CT
  • 06/2026 → Present
    Vero Beach, FL
  • 09/2025 → Present
    University Of Bologna
    Bolonga
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-26
  • S66 Uniform Combined State Law Examination
    2025-08-26
Other Names
  • Jax Mantione

View on SEC IAPD

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