Charlie Foy

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 06/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 03/2024 → 05/2026
  Chapman Student Managed Investment Fund
  Orange, CA
• 08/2025 → 04/2026
  Raymond James
  Newport Beach, CA
• 06/2025 → 10/2025
  Laz Parking
  Irvine, CA
• 06/2024 → 08/2024
  Auric Capital Partners
  Aliso Viejo, CA
• 01/2024 → 05/2024
  Laz Parking
  Irvine, CA
• 05/2023 → 12/2023
  Unemployed
  Orange, CA
• 01/2023 → 05/2023
  Anaheim Whitehouse/Ganlaon Corporation
  Anaheim, CA
• 09/2022 → 01/2023
  Unemployed
  Orange, CA
• 07/2022 → 08/2022
  Six Flags Entertainment Corporation
  Santa Clara, CA
• 07/2021 → 07/2022
  Unemployed
  Orange, CA
• 06/2021 → 07/2021
  Six Flags Entertainment Corporation
  Santa Clara, CA
• 07/2016 → 06/2021
  Unemployed
  San Martin, CA

Exams

• S66 Uniform Combined State Law Examination
  2026-08-22

Other Names

• Charlie J Foy