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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-17
  • PA RA
    APPROVED
    Since 2026-08-17

Branch Locations

1275 South Market Street, Elizabethtown, PA 17022 • United States

118 Main St, Luzerne, PA 18709 • United States

1048 E Main St, Palmyra, PA 17078 • United States

101 East Main Street, Mount Joy, PA 17552 • United States

10 South 18Th Street, Columbia, PA 17512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prep Baseball Report Pennsylvania Lebanon PA 09/2019 11/2023
Keystone State Baseball Academy Manheim PA 01/2019 11/2023
Millersville University Millersville PA 09/2014 05/2018
Northwest Bank Columbia PA 11/2023 Present
Lpl Financial Llc Columbia PA 06/2024 Present
Unemployed Millersville PA 05/2018 01/2019
  • 09/2019 → 11/2023
    Prep Baseball Report Pennsylvania
    Lebanon, PA
  • 01/2019 → 11/2023
    Keystone State Baseball Academy
    Manheim, PA
  • 09/2014 → 05/2018
    Millersville University
    Millersville, PA
  • 11/2023 → Present
    Northwest Bank
    Columbia, PA
  • 06/2024 → Present
    Columbia, PA
  • 05/2018 → 01/2019
    Unemployed
    Millersville, PA
Other Businesses

1.06/04/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northwest Investment Services; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.06/04/2024; NORTHWEST BANK; Financial Institution Duty; Investment Related; at Reported Business Location(s); Start Date 11/12/2023; 160hrs/mth; 7hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-14
S63 Uniform Securities Agent State Law Examination 2024-10-04
  • S66 Uniform Combined State Law Examination
    2026-08-14
  • S63 Uniform Securities Agent State Law Examination
    2024-10-04

View on SEC IAPD

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