Best Investors Account Sign in

Jack Francis Butler

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-08-22
TX RA APPROVED 2017-08-22
  • IL RA
    APPROVED
    Since 2017-08-22
  • TX RA
    APPROVED
    Since 2017-08-22

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Vernon Hills IL 08/2016 02/2017
Unemployed Hawthorn Wds IL 08/2016 10/2016
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2016 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 04/2017 Present
Bank Of America, N.A. Rolling Meadows IL 04/2017 Present
  • 08/2016 → 02/2017
    Northwestern Mutual Investment Services Llc
    Vernon Hills, IL
  • 08/2016 → 10/2016
    Unemployed
    Hawthorn Wds, IL
  • 08/2016 → 02/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 04/2017 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-21
  • S66 Uniform Combined State Law Examination
    2017-08-21
Other Names
  • Jack Francis Butler
  • Jack Butler

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor