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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-08-06 |
Branch Locations
14325 Cedar Ave, Apple Valley, MN 55124 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chaska | MN | 03/2025 | 06/2026 |
| J.P. Morgan Securities Llc | Chaska | MA | 03/2025 | 06/2026 |
| Manitou F.C | White Bear Lake | MN | 10/2023 | 03/2025 |
| Northwestern Mutual | Minneapolis | MN | 06/2024 | 01/2025 |
| Bv United Soccer Club | Burnsville | MN | 04/2022 | 10/2023 |
| University Of St. Thomas, Minnesota | St. Paul | MN | 08/2020 | 05/2022 |
| Unemployed | Prior Lake | MN | 03/2015 | 07/2020 |
| Manitou F.C | White Bear Lake | MN | 08/2023 | 08/2025 |
| Lakeville Soccer Club | Lakeville | MN | 08/2025 | Present |
| Wells Fargo Clearing Services, Llc | Apple Valley | MN | 07/2026 | Present |
| Wells Fargo Bank, Na | Apple Valley | MN | 06/2026 | Present |
Entity Name: Lakeville Soccer Club Investment related: No "Address: 21044 Heron Way, Lakeville, MN 55044 Https://www.lakevillesoccer.org" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 08/09/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I work as a soccer coach part time for a youth non-profit soccer club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-05 |
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