Gavin Mckay Sustarich

Ameriprise Financial Services, LLC

Crestview Hills, KY

CRD 7911151

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2026-07-30

KY RA
APPROVED

Since 2026-07-30

Branch Locations

Crittenden, KY • United States

740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States

Crittenden, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Crestview Hills	KY	04/2024	Present
Kroger	Walton	KY	12/2022	03/2025
Eagle Creek Country Club	Crittenden	KY	05/2020	09/2022
Grant County High School	Dry Ridge	KY	08/2019	05/2022
Grant County Middle School	Dry Ridge	KY	08/2016	08/2019

04/2024 → Present

Ameriprise Financial Services, Llc

Crestview Hills, KY
12/2022 → 03/2025

Kroger

Walton, KY
05/2020 → 09/2022

Eagle Creek Country Club

Crittenden, KY
08/2019 → 05/2022

Grant County High School

Dry Ridge, KY
08/2016 → 08/2019

Grant County Middle School

Dry Ridge, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-28

S66 Uniform Combined State Law Examination

2026-07-28

View on SEC IAPD

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