James Mcintyre Patt

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
• 04/2021 → 07/2025
  Adventure Dog
  San Francisco, CA
• 09/2018 → 03/2020
  Dog Walks
  San Francisco, CA
• 03/2020 → 04/2021
  Unemployed
  San Francisco, CA
• 02/2017 → 08/2018
  Msmci
  Oakland, CA
• 01/2016 → 07/2022
  Roboboogie
  Portland, OR

Exams

• S66 Uniform Combined State Law Examination
  2026-07-29

Other Names

• James M Patt