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Caroline Mary Devir

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-27
NC RA APPROVED 2026-07-16
  • NJ RA
    APPROVED
    Since 2026-07-27
  • NC RA
    APPROVED
    Since 2026-07-16

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Charlotte NC 07/2025 Present
Northwestern Mutual Stamford CT 05/2024 12/2024
University Of Connecticut Storrs CT 08/2021 05/2025
Eastchester High School Eastchester NY 09/2017 06/2021
Children's Health Foundation Dublin 05/2023 07/2023
Eastchester Middle School Eastchester NY 09/2014 06/2017
  • 07/2025 → Present
    Ubs Financial Services, Inc
    Charlotte, NC
  • 05/2024 → 12/2024
    Northwestern Mutual
    Stamford, CT
  • 08/2021 → 05/2025
    University Of Connecticut
    Storrs, CT
  • 09/2017 → 06/2021
    Eastchester High School
    Eastchester, NY
  • 05/2023 → 07/2023
    Children's Health Foundation
    Dublin
  • 09/2014 → 06/2017
    Eastchester Middle School
    Eastchester, NY
Other Businesses

CorePower Yoga ,, NC United States ,https://www.corepoweryoga.com/yoga-studios/nc/charlotte/charlotte-midtown ,Start date 5/4/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-30
  • S66 Uniform Combined State Law Examination
    2025-08-30
Other Names
  • Caroline Devir

View on SEC IAPD

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