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Nicole Caroline Gaige Tena

J.P. Morgan Securities LLC

Miami, FL

CRD 7885258

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-24
TX RA APPROVED 2026-08-21
  • FL RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED
    Since 2026-08-21

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 07/2026 Present
Jpmorgan Chase Bank, N.A. Miami FL 07/2026 Present
Sngaige Llc Miami FL 03/2026 Present
Babson College Wellesley Hills MA 09/2025 05/2026
J.P. Morgan Securities Llc New York NY 06/2025 08/2025
Unemployed Wellesley Hills MA 04/2025 05/2025
Sociability London 11/2024 03/2025
Unemployed Wellesley Hills MA 09/2024 10/2024
Morgan Stanley New York NY 06/2024 08/2024
Unemployed Wellesley Hills MA 09/2023 05/2024
Etna Lima 05/2023 08/2023
Unemployed Lima 07/2016 04/2023
Jgaige Investments Llc Miami FL 05/2022 Present
  • 07/2026 → Present
    Miami, FL
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 03/2026 → Present
    Sngaige Llc
    Miami , FL
  • 09/2025 → 05/2026
    Babson College
    Wellesley Hills, MA
  • 06/2025 → 08/2025
    New York, NY
  • 04/2025 → 05/2025
    Unemployed
    Wellesley Hills, MA
  • 11/2024 → 03/2025
    Sociability
    London
  • 09/2024 → 10/2024
    Unemployed
    Wellesley Hills, MA
  • 06/2024 → 08/2024
    Morgan Stanley
    New York, NY
  • 09/2023 → 05/2024
    Unemployed
    Wellesley Hills, MA
  • 05/2023 → 08/2023
    Etna
    Lima
  • 07/2016 → 04/2023
    Unemployed
    Lima
  • 05/2022 → Present
    Jgaige Investments Llc
    Miami, FL
Other Businesses

Entity Name: JGAIGE Investments LLC Investment related: No "Address: Miami, FL" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/17/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a private LLC that me and my family are shareholders of. This LLC is for an apartment we are owners of. It does not conduct any business or investment practices aside from the lease of the apartment. I do not conduct any business or financial activity on behalf of this LLC. Entity Name: SNGAIGE LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/25/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a private LLC that me and my family are shareholders and does not conduct any investment activities. I am the manager and part shareholder for this LLC. I do not earn any income or conduct any business or investment activities on behalf of this LLC aside from the leasing of the apartment. I just act as a point of contact between the daily operations of the apartment and the rest of the shareholders.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-21
  • S66 Uniform Combined State Law Examination
    2026-08-21
Other Names
  • Nicole Gaige Tena
  • Nicole C Gaige

View on SEC IAPD

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