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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-21 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
800 S Gay St, Knoxville, TN 37929 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West Valley Middle School | Knoxville | TN | 02/2014 | 03/2020 |
| The Club At Gettysvue | Knoxville | TN | 05/2017 | 01/2019 |
| Main Event Entertainment | Knoxville | TN | 12/2019 | 08/2020 |
| West Valley Middle School | Nashville | TN | 08/2020 | 09/2021 |
| Travelcenters Of America | Antioch | TN | 02/2021 | 08/2021 |
| Unemployed | Knoxville | TN | 08/2021 | 10/2021 |
| Worldwide Equipment Inc | Knoxville | TN | 11/2021 | 12/2022 |
| Unemployed | Knoxville | TN | 01/2023 | 02/2023 |
| Premier Truck Group | Knoxville | TN | 02/2023 | 08/2023 |
| Total Quality Logistics | Knoxville | TN | 08/2023 | 02/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2024 | 12/2025 |
| Northwestern Mutual Investment Services Llc | Knoxville | TN | 09/2025 | 12/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 12/2025 | Present |
| Power Equipment Company | Knoxville | TN | 08/2021 | 11/2021 |
| Kroger Inc | Hermitage | TN | 08/2020 | 11/2020 |
| American Gold Corporation / American Golf Corporation | Knoxville | TN | 05/2017 | 12/2019 |
| Carmax Inc | Antioch | TN | 11/2020 | 02/2021 |
| Car Fix Management Llc | Crossville | TN | 12/2023 | 01/2024 |
| Bank Of America, N.A. | Knoxville | TN | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-21 |
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