Duane William Wagner

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 04/2020
  Corsica Technologies
  Centreville, MD
• 02/2023 → 01/2026
  The Fitzpatrick Group
  Houston, TX
• 04/2016 → Present
  3 Stripes Management
  Houston, TX
• 02/2024 → 01/2026
  Tip Group Llc
  Houston, TX
• 07/2026 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 02/2023 → Present
  American Heritage Financial
  Houston, TX
• 02/2026 → Present
  3 Stripes Financial, Llc
  Houston, TX
• 07/2023 → Present
  Gryphon Aegis
  Centreville, MD

Previous Registrations

• 2024-03-11 → 2026-02-20
  Tip Group Llc
  Houston, TX
  Houston, TX

Other Businesses

1. American Heritage Financial; Houston, TX; Non-Variable Insurance Sales; Agent; Start Date 2/2023; Investment-Related; Approx 160 Hrs/Month; 130 Hrs/Month during trading hours; Insurance Sales and Services. 2. 3 Stripes Management, LLC; Investment Related: No; Houston, TX; Rental Property; Owner; Start Date 04/2016; Approx hours per month: 5; Approx hours during trading: 0; Management, Leases & rent collection. 3. WDIT, Inc dba Corsica Technologies; Investment Related: No; Houston, TX; Holding Company; Partner/Board Member; Start Date 01/2003; Approx hours per month: 0; Approx hours during trading: 0; no current or future responsibilities. 4. 3 Stripes Financial, LLC; Houston, TX; Pass-through LLC for income; Owner; Start Date 2/2026; Investment-Related; Approx 160 Hrs/Month, 130 Hrs/Month during trading hours. 5. Bay Bats; 107 Heritage Way, Centreville, MD 21617; Batting Cages and Performance Training Center; Board Member; Start Date 6/1/2023; Not Investment-Related; Approx 1 Hr/Month; 0 Hrs/Month during trading hours. 6. Gryphon Aegis; 105 Heritage Way, Centreville, MD 21617; Holding Company for Real Estate and other LLCs; Chief Investment Officer; Start Date 7/2023; Approx 4 Hrs/Month, 0 Hrs/Month during trading hours. 7. Lions Guide, LLC; 107 Heritage Way, Centreville, MD 21617; Leadership Training company; Partner/Board Member; Start Date 8/2020; Not Investment-Related; Approx 1 Hr/Month, 0 Hrs/Month during trading hours. 8. The Digital Architects, Inc.; 307 Main St, Stevensville, MD 21666; Customized IT Services for Businesses; Partner/Board Member; Start Date 6/2024; Not Investment-Related; Approx 1 Hr/Month, 0 Hrs/Month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-02

Other Names

• Duane Wagner