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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | San Jose | CA | 06/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2026 | Present |
| Wells Fargo Clearing Services, Llc | Redwood City | CA | 02/2024 | 05/2026 |
| Wells Fargo Bank, Na | Redwood City | CA | 02/2024 | 05/2026 |
| Citibank | Cupertino | CA | 06/2022 | 12/2023 |
| Audi Stevens Creek | San Jose | CA | 11/2020 | 05/2021 |
| Stevens Creek Bmw | Santa Clara | CA | 06/2018 | 09/2020 |
| Acura Stevens Creek | Santa Clara | CA | 06/2016 | 05/2018 |
| Goodview Financial | Santa Clara | CA | 06/2021 | 05/2022 |
| Cetera Investment Advisers Llc | San Jose | CA | 06/2026 | Present |
1. PREMIER RELATIONSHIP MANAGER FOR EAST WEST BANK 2. REAL ESTATE AGENT FOR GOODVIEW FINANCIAL & REAL ESTATE CORP, 0-5/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-15 |
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