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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-22 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Springfield | MA | 01/2024 | Present |
| Six Flags New England | Agawam | MA | 02/2023 | 12/2023 |
| Six Flags New England | Agawam | MA | 02/2023 | 02/2023 |
| Six Flags New England | Agawam | MA | 03/2021 | 11/2022 |
| Walmart | East Windsor | CT | 09/2020 | 05/2021 |
| Unemployed | Enfield | CT | 01/2024 | 01/2024 |
| University Of Connecticut | Waterbury | CT | 08/2023 | 12/2023 |
| University Of Connecticut | Waterbury | CT | 08/2022 | 05/2023 |
| University Of Connecticut | Hartford | CT | 08/2021 | 05/2022 |
| University Of Connecticut | Hartford | CT | 08/2020 | 05/2021 |
| Unemployed | Enfield | CT | 05/2020 | 08/2020 |
| Six Flags New England | Agawam | MA | 03/2020 | 05/2020 |
| Pioneer Valley Christian Academy | Springfield | MA | 08/2016 | 06/2020 |
| Six Flags New England | Agawam | MA | 03/2019 | 01/2020 |
| Six Flags New England | Agawam | MA | 03/2018 | 01/2019 |
| Mml Investors Services, Llc | Enfield | CT | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-16 |
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