Alex Knoll

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-14

TX RA
APPROVED

Since 2026-08-14

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Starbucks Coffee Co.	Seattle	WA	09/2015	09/2019
Doordash	Tempe	AZ	10/2021	03/2024
Carvana	Seattle	WA	09/2019	08/2021
Charles Schwab & Co., Inc.	Austin	TX	03/2024	Present

09/2015 → 09/2019

Starbucks Coffee Co.

Seattle, WA
10/2021 → 03/2024

Doordash

Tempe, AZ
09/2019 → 08/2021

Carvana

Seattle, WA
03/2024 → Present

Charles Schwab & Co., Inc.

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-14
S63	Uniform Securities Agent State Law Examination	2024-08-02

S66 Uniform Combined State Law Examination

2026-08-14
S63 Uniform Securities Agent State Law Examination

2024-08-02

View on SEC IAPD