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Michelle Pathrose

Ubs Financial Services Inc.

Weehawken, NJ

Washington, DC

CRD 7855610

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-07-16
  • DC RA
    APPROVED
    Since 2026-07-16

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scotiabank New York NY 01/2024 06/2024
Ubs Financial Services, Inc Washington DC 01/2026 Present
Bdo Usa, Pa Boston MA 01/2023 08/2023
Northeastern University Boston MA 08/2021 05/2025
Acton-Boxborough Regional High School Acton MA 09/2017 06/2021
Rj Grey Middle School Acton MA 08/2015 06/2017
N/A Acton MA 06/2025 12/2025
  • 01/2024 → 06/2024
    Scotiabank
    New York, NY
  • 01/2026 → Present
    Ubs Financial Services, Inc
    Washington, DC
  • 01/2023 → 08/2023
    Bdo Usa, Pa
    Boston, MA
  • 08/2021 → 05/2025
    Northeastern University
    Boston, MA
  • 09/2017 → 06/2021
    Acton-Boxborough Regional High School
    Acton, MA
  • 08/2015 → 06/2017
    Rj Grey Middle School
    Acton, MA
  • 06/2025 → 12/2025
    N/A
    Acton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-02
  • S66 Uniform Combined State Law Examination
    2026-06-02

View on SEC IAPD

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