Paul D Pham

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-26
NC	RA	APPROVED	2026-08-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Automatic Data Processing	Allentown	PA	07/2023	11/2023
Lombard International Assurance	Philadelphia	PA	06/2021	07/2023
Quality Pool Care	Hatfield	PA	03/2021	06/2021
Self-Employed	Philadelphia	PA	01/2020	08/2021
Fedex	North Wales	PA	09/2020	10/2020
Clarke's Landscaping	Telford	PA	05/2020	06/2020
Clarke's Landscaping	Hatfield	PA	05/2019	08/2019
Chikfila	Montgomeryville	PA	04/2018	08/2018
Applebees	Lansdale	PA	12/2017	01/2018
Unemployed	Lansdale	PA	11/2023	02/2024
Temple University	Philadelphia	PA	08/2018	05/2022
Rebounderz	Lansdale	PA	01/2017	03/2017
North Penn High School	Lansdale	PA	09/2015	06/2018
Vanguard Marketing Corporation	Malvern	PA	02/2024	07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	07/2026	Present

07/2023 → 11/2023

Automatic Data Processing

Allentown, PA
06/2021 → 07/2023

Lombard International Assurance

Philadelphia, PA
03/2021 → 06/2021

Quality Pool Care

Hatfield, PA
01/2020 → 08/2021

Self-Employed

Philadelphia, PA
09/2020 → 10/2020

Fedex

North Wales, PA
05/2020 → 06/2020

Clarke's Landscaping

Telford, PA
05/2019 → 08/2019

Clarke's Landscaping

Hatfield, PA
04/2018 → 08/2018

Chikfila

Montgomeryville, PA
12/2017 → 01/2018

Applebees

Lansdale, PA
11/2023 → 02/2024

Unemployed

Lansdale, PA
08/2018 → 05/2022

Temple University

Philadelphia, PA
01/2017 → 03/2017

Rebounderz

Lansdale, PA
09/2015 → 06/2018

North Penn High School

Lansdale, PA
02/2024 → 07/2026

Vanguard Marketing Corporation

Malvern, PA
07/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-20
S63	Uniform Securities Agent State Law Examination	2024-04-22

Other Firms