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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-17 |
Branch Locations
14631 N Scottsdale Road, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Culinary Dropout | Scottsdale | AZ | 05/2022 | 07/2022 |
| Full Time Education | Scottsdale | AZ | 08/2016 | 08/2020 |
| Lou Malnatis | Tempe | AZ | 01/2023 | 04/2023 |
| Full Time Education | Tempe | AZ | 08/2020 | 12/2023 |
| Charles Schwab | Phoenix | AZ | 09/2023 | 01/2024 |
| Firehouse Subs | Tempe | AZ | 07/2023 | 07/2023 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2024 | 04/2024 |
| Cetera Investment Services Llc | Scottsdale | AZ | 07/2025 | Present |
| Emoney | Scottsdale | AZ | 04/2024 | 07/2025 |
| Cetera Investment Advisers Llc | Scottsdale | AZ | 08/2026 | Present |
| Trustbank | Scottsdale | AZ | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-14 |
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