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Seth Alexander Seaton

Cetera Investment Advisers LLC

Scottsdale, AZ

CRD 7844682

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-17
  • AZ RA
    APPROVED
    Since 2026-08-17

Branch Locations

14631 N Scottsdale Road, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Culinary Dropout Scottsdale AZ 05/2022 07/2022
Full Time Education Scottsdale AZ 08/2016 08/2020
Lou Malnatis Tempe AZ 01/2023 04/2023
Full Time Education Tempe AZ 08/2020 12/2023
Charles Schwab Phoenix AZ 09/2023 01/2024
Firehouse Subs Tempe AZ 07/2023 07/2023
Charles Schwab & Co., Inc. Phoenix AZ 01/2024 04/2024
Cetera Investment Services Llc Scottsdale AZ 07/2025 Present
Emoney Scottsdale AZ 04/2024 07/2025
Cetera Investment Advisers Llc Scottsdale AZ 08/2026 Present
Trustbank Scottsdale AZ 10/2025 Present
  • 05/2022 → 07/2022
    Culinary Dropout
    Scottsdale, AZ
  • 08/2016 → 08/2020
    Full Time Education
    Scottsdale, AZ
  • 01/2023 → 04/2023
    Lou Malnatis
    Tempe, AZ
  • 08/2020 → 12/2023
    Full Time Education
    Tempe, AZ
  • 09/2023 → 01/2024
    Charles Schwab
    Phoenix, AZ
  • 07/2023 → 07/2023
    Firehouse Subs
    Tempe, AZ
  • 01/2024 → 04/2024
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2025 → Present
    Cetera Investment Services Llc
    Scottsdale, AZ
  • 04/2024 → 07/2025
    Emoney
    Scottsdale, AZ
  • 08/2026 → Present
    Scottsdale, AZ
  • 10/2025 → Present
    Trustbank
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-14
  • S66 Uniform Combined State Law Examination
    2026-08-14
Other Names
  • Seth Alexander Seaton
  • Seth Seaton

View on SEC IAPD

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