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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-15
  • OH RA
    APPROVED
    Since 2026-07-15

Branch Locations

7979 Pearl Rd, Strongsville, OH 44136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Bancorp Of America Inc Strongsville OH 01/2011 Present
Quiet Storm Holdings Strongsville OH 01/2013 Present
Ta-Check Financial Strongsville OH 03/2025 Present
Lpl Financial Llc Strongsville OH 03/2025 Present
  • 01/2011 → Present
    Northeast Bancorp Of America Inc
    Strongsville, OH
  • 01/2013 → Present
    Quiet Storm Holdings
    Strongsville, OH
  • 03/2025 → Present
    Ta-Check Financial
    Strongsville, OH
  • 03/2025 → Present
    Strongsville, OH
Other Businesses

1- 02/2025 / Ta-Check Financial / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 02/2025 / Quiet Storm Holdings LLC / Mortgage/Real Estate Services / Investment Related / 80 hrs mth / 9 hrs during trading / Strongsville OH / Start date: 10/19/2016 3- 02/2025 / Karen R Mille Notary / Notary / Investment Related / 1.5 hrs mth / Strongsville OH / Start date: 02/15/2001 4) 03/12/2025 - Northeast Bancorp of America Inc - Investment Related - Other - Pearl Rd Suite - Start Date:01/01/2011 - 40 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-02
  • S66 Uniform Combined State Law Examination
    2026-02-02

View on SEC IAPD

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