Joanna Cathleen Simmons

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-07-31

OH RA
APPROVED

Since 2026-07-31

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

3700 Massillon Rd, Uniontown, OH 44685 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Barberton	OH	10/2023	10/2024
J. P. Morgan Chase Bank	Barberton	OH	10/2023	10/2024
Chase	Manchester	OH	03/2023	09/2023
Noona Baking Company Llc	Wadsworth	OH	09/2017	08/2023
Unemployed	Wadsworth	OH	12/2014	08/2017
Key Investment Services, Llc	Brooklyn	OH	11/2024	Present
Keybank	Uniontown	OH	11/2024	Present

10/2023 → 10/2024

J.P. Morgan Securities Llc

Barberton, OH
10/2023 → 10/2024

J. P. Morgan Chase Bank

Barberton, OH
03/2023 → 09/2023

Chase

Manchester, OH
09/2017 → 08/2023

Noona Baking Company Llc

Wadsworth, OH
12/2014 → 08/2017

Unemployed

Wadsworth, OH
11/2024 → Present

Key Investment Services, Llc

Brooklyn, OH
11/2024 → Present

Keybank

Uniontown, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-30
S63	Uniform Securities Agent State Law Examination	2024-02-05

S66 Uniform Combined State Law Examination

2026-07-30
S63 Uniform Securities Agent State Law Examination

2024-02-05

Other Names

Joanna Cathleen Babich
Joanna Simmons
Joanna Cathleen Simmons

View on SEC IAPD

Current Employers

Key Investment Services Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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