Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-17 |
| TX | RA | APPROVED | 2026-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Santa Ana | CA | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Santa Ana | CA | 04/2025 | Present |
| Northwestern Mutual | Orange | CA | 09/2024 | 01/2025 |
| Morgan Stanley | Orange | CA | 10/2023 | 12/2023 |
| Arko Consultores | Mazatlan | XX | 06/2021 | 08/2021 |
| City Express Hotel By Marriott | Mazatlan | XX | 06/2020 | 08/2020 |
| Amarillo National Bank | Amarillo | TX | 06/2023 | 08/2023 |
| Unemployed | Mazatlan | NL | 04/2015 | 05/2020 |
| Unemployed | Orange | CA | 09/2020 | 05/2021 |
| Unemployed | Orange | CA | 09/2021 | 05/2023 |
| Unemployed | Orange | CA | 09/2023 | 09/2023 |
| Unemployed | Orange | CA | 01/2024 | 08/2024 |
| Unemployed | Orange | CA | 02/2025 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-19 |
Reach out to this advisor