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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-28
  • WI RA
    APPROVED
    Since 2026-07-28

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Stone Mountain, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alpharetta GA 10/2023 10/2025
Judi Palmer Mitchell State Farm Decatur GA 01/2019 10/2023
Unemployed Stone Mountain GA 06/2017 01/2019
Cellular Sales Services Verizon Hampton GA 08/2016 06/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2026 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/2026 Present
Unemployed Stone Mountain GA 10/2025 06/2026
  • 10/2023 → 10/2025
    Alpharetta, GA
  • 01/2019 → 10/2023
    Judi Palmer Mitchell State Farm
    Decatur, GA
  • 06/2017 → 01/2019
    Unemployed
    Stone Mountain, GA
  • 08/2016 → 06/2017
    Cellular Sales Services Verizon
    Hampton, GA
  • 06/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2026 → Present
    Milwaukee, WI
  • 10/2025 → 06/2026
    Unemployed
    Stone Mountain, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-20
S63 Uniform Securities Agent State Law Examination 2024-02-12
  • S66 Uniform Combined State Law Examination
    2025-05-20
  • S63 Uniform Securities Agent State Law Examination
    2024-02-12
Other Names
  • Michelle R Swinton

View on SEC IAPD

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