Best Investors Account Sign in
Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-07
  • CA RA
    APPROVED
    Since 2024-06-07

Branch Locations

3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Los Angeles CA 08/2016 12/2021
The Prudential Insurance Company Of America Los Angeles CA 12/2016 12/2021
Ameritas Investment Company, Llc Lincoln NE 04/2022 06/2024
Ameritas Advisory Services, Llc Lincoln NE 04/2022 06/2024
Ameritas Life Insurance Company Lincoln NE 03/2022 06/2024
Applied General Agency Moreno Valley CA 01/2018 06/2024
Emp Financial Network Los Angeles CA 01/2022 Present
Independent Medicare Sales Agent Moreno Valley CA 01/2018 Present
Independent Insurance Agent Los Angeles CA 01/2022 Present
The Leaders Group Inc Littleton CO 06/2024 Present
  • 08/2016 → 12/2021
    Los Angeles, CA
  • 12/2016 → 12/2021
    The Prudential Insurance Company Of America
    Los Angeles, CA
  • 04/2022 → 06/2024
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 04/2022 → 06/2024
    Lincoln, NE
  • 03/2022 → 06/2024
    Ameritas Life Insurance Company
    Lincoln, NE
  • 01/2018 → 06/2024
    Applied General Agency
    Moreno Valley, CA
  • 01/2022 → Present
    Emp Financial Network
    Los Angeles, CA
  • 01/2018 → Present
    Independent Medicare Sales Agent
    Moreno Valley, CA
  • 01/2022 → Present
    Independent Insurance Agent
    Los Angeles, CA
  • 06/2024 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
Other Businesses

1.) EMP FINANCIAL NETWORK - 1/1/2022 - 3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 - Executive Vice President, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) INDEPENDENT INSURANCE AGENT - 1/1/2022 - 3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 - Insurance agent, Sell life insurance, Not Invt Rel, Insurance business, 20 hrs/mo; 0 hrs/mo (during trading hours). 3.) INDEPENDENT MEDICARE SALES AGENT - 1/1/2018 - 15220 Legendary Drive, Moreno Valley, CA 92555 - Sales Agent, Sell medicare plan products to seniors, Not Invt Rel, Medicare product sales, 4 hrs/mo; 0 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 6/7/2024 - 475 Springfield Avenue, Summit, NJ 07901- IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-07
S63 Uniform Securities Agent State Law Examination 2016-11-07
  • S65 Uniform Investment Adviser Law Examination
    2020-12-07
  • S63 Uniform Securities Agent State Law Examination
    2016-11-07
Other Names
  • Annie Kim

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor