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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Antonio | TX | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | San Antonio | TX | 07/2026 | Present |
| Capitol Wealth Strategies/Guardian Life | Austin | TX | 12/2024 | 07/2026 |
| Erik J Antener | Austin | TX | 03/2025 | 06/2026 |
| Northwestern Mutual | Louisville | KY | 08/2023 | 12/2024 |
| University Of Louisville | Louisville | KS | 08/2022 | 12/2024 |
| Ups | Louisville | KY | 12/2022 | 01/2023 |
| Unemployed | Louisville | KY | 01/2022 | 07/2022 |
| Ups | Louisville | KY | 12/2020 | 12/2021 |
| Unemployed | Louisville | KY | 07/2016 | 11/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-30 |
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