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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED | 2026-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Antonio | TX | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | San Antonio | TX | 06/2026 | Present |
| Unemployed | Little Rock | AR | 11/2025 | 05/2026 |
| Arkansas Financial Group | Little Rock | AR | 07/2025 | 10/2025 |
| Crews And Associates | Little Rock | AR | 06/2024 | 07/2025 |
| Unemployed | Fayetteville | AR | 01/2024 | 05/2024 |
| Northwestern Mutual | Fayetteville | AR | 08/2023 | 12/2023 |
| First Convenience Bank | Fayetteville | AR | 06/2022 | 08/2023 |
| Unemployed | Fayetteville | AR | 10/2021 | 05/2022 |
| Chipotle | Fayetteville | AR | 05/2021 | 09/2021 |
| Unemployed | Eureka Springs | AR | 07/2020 | 04/2021 |
| Sparky's Roadhouse | Eureka Springs | AR | 07/2019 | 06/2020 |
| Unemployed | Eureka Springs | AR | 06/2016 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-22 |
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