Samuel Alejandro Rios-Lazo

Employer firm

Capital Wealth, LLC CRD 289574

$116M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → 04/2025
  Mountain America Cu
  Salt Lake City, UT
• 07/2023 → 04/2025
  Lpl Financial Llc
  Salt Lake City, UT
• 06/2021 → 07/2023
  Utah Community Credit Union
  Orem, UT
• 04/2021 → 06/2021
  Nuskin
  Provo, UT
• 01/2019 → 04/2021
  Sykes
  Provo, UT
• 07/2013 → 01/2019
  Student/ Unemployed
  Queen Creek, AZ
• 04/2025 → Present
  Capital Wealth, Llc
  Lehi, UT

Previous Registrations

• 2024-01-05 → 2025-05-12
  Lpl Financial Llc
  West Jordan, UT

Exams

• S66 Uniform Combined State Law Examination
  2024-01-04

Designations

• Certified Financial Planner

Other Names

• Samuel Rios-Lazo