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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-19
TX RA APPROVED 2024-09-19
  • NJ RA
    APPROVED
    Since 2024-09-19
  • TX RA
    APPROVED
    Since 2024-09-19

Branch Locations

3240 E State St, Completeness Check, NJ 08619 • United States

Monmouth Junction, NJ • United States

4420 Rt 27, Suite A., Kingston, NJ 08528 • United States

116 Village Blvd, Ste 200, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nks Group Llc Monmouth Junction NJ 12/2016 Present
Mastercard Westchester NY 06/2013 12/2016
Kestra Investment Services Llc Hicksville NY 06/2018 03/2019
Mml Investors Services Warren NJ 04/2019 03/2020
Massmutual Warren NJ 03/2019 03/2020
Ny Life Securities Llc Edison NJ 09/2016 01/2017
Kestra Advisory Services Llc Hicksville NY 09/2018 03/2019
Kestra Investment Services, Llc Monmouth Junction NJ 03/2020 09/2024
Kestra Advisory Services, Llc Monmouth Junction NJ 03/2020 09/2024
Lpl Financial, Llc Trenton NJ 09/2024 Present
  • 12/2016 → Present
    Nks Group Llc
    Monmouth Junction, NJ
  • 06/2013 → 12/2016
    Mastercard
    Westchester, NY
  • 06/2018 → 03/2019
    Kestra Investment Services Llc
    Hicksville, NY
  • 04/2019 → 03/2020
    Mml Investors Services
    Warren, NJ
  • 03/2019 → 03/2020
    Massmutual
    Warren, NJ
  • 09/2016 → 01/2017
    Ny Life Securities Llc
    Edison, NJ
  • 09/2018 → 03/2019
    Hicksville, NY
  • 03/2020 → 09/2024
    Kestra Investment Services, Llc
    Monmouth Junction, NJ
  • 03/2020 → 09/2024
    Monmouth Junction, NJ
  • 09/2024 → Present
    Trenton, NJ
Previous Registrations
Other Businesses

1. 09/19/2024 - Evergreen Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 09/12/2024 2. 09/19/2024 - 7th Street Holding LLC- Real Estate Rental- NJ 08852- Inv Rel- 1 Hrs Per Mnth- 1 Hrs During Trading- Start Date 12/12/2019 3. 09/19/2024 - NKS Group LLC- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- Start Date 09/12/2024 4. 10/28/2024 - Evergreen Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/07/2024 - 40 Hours Per Month/ During Trading 5) 03/05/2025 -Momentum Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:02/28/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-21
  • S66 Uniform Combined State Law Examination
    2018-09-21
Designations

View on SEC IAPD

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