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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-26 |
| WI | RA | APPROVED | 2026-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2026 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 07/2026 | Present |
| Unemployed | Chicago | IL | 04/2026 | 06/2026 |
| Robinhood | Chicago | IL | 12/2024 | 03/2026 |
| Morgan Stanley | Chicago | IL | 02/2024 | 12/2024 |
| Unemployed | Chicago | IL | 05/2023 | 01/2024 |
| Aldi Inc | Chicago | IL | 02/2023 | 05/2023 |
| Unemployed | Chicago | IL | 12/2022 | 01/2023 |
| The Walt Disney Resort | Wintergreen | FL | 05/2022 | 11/2022 |
| Unemployed | Chicago | IL | 07/2016 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-24 |
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