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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-01-26 |
Branch Locations
13609 California St Ste 413, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Orion Portfolio Solutions, Llc | Omaha | NE | 09/2016 | 04/2021 |
| Gallup, Inc. | Omaha | NE | 02/2007 | 09/2016 |
| Paul Ludacka | Omaha | NE | 03/2021 | Present |
| Northwestern Mutual Investment Services Llc | Omaha | NE | 01/2022 | Present |
| Cls Investments | Omaha | NE | 09/2016 | 04/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2022 | Present |
1. RESERVE COMMITTEE MEMBER, HOA BUILDING 3 - MIDTOWN CROSSING, 220 SOUTH 31ST AVENUE, OMAHA, , NEBRASKA, 68131, UNITED STATES OF AMERICA, PRIVATE, START DATE: 1/10/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROVIDING RECOMMENDATIONS TO OUR HOA BOARD ON HOW TO ALLOCATE THE RESERVE FUNDS FOR OUR PROPERTY. 2. OWNER, OLH 1190, LLC, LEGAL ENTITY, START DATE: 06/18/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. OWNER, L1827, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 06/18/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 4% OWNER L1827 CORE, LLC RECEIVING RISK COMPENSATION, LEGAL ENTITY - RECEIVING RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 06/18/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 5. OWNER, MEN ON THE MOON, LLC, LEGAL ENTITY, START DATE: 1/1/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 21-40; ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. OWNER, 413 VENTURES LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/28/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVEST CAPITAL INTO ONE PRIVATE COMPANY; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-23 |
| S65 | Uniform Investment Adviser Law Examination | 2016-10-25 |
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