Spencer Louis Sabates

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-14
KS	RA	APPROVED	2026-07-14

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mackey Farm	Louisburg	KS	05/2021	08/2021
University Of Kansas	Lawrence	KS	08/2021	05/2023
Pembroke Hill School	Mission Hills	KS	05/2016	05/2021
Sabates Eye Centers	Kansas City	MO	05/2023	08/2023
University Of Kansas/University Of Missouri-Kansas City	Lawrence	KS	08/2023	12/2025
Unemployed	Mission Hills	KS	01/2026	03/2026
Carson Wealth	Overland Park	KS	03/2026	07/2026
Carson Wealth	Overland Park	KS	07/2026	Present

05/2021 → 08/2021

Mackey Farm

Louisburg, KS
08/2021 → 05/2023

University Of Kansas

Lawrence, KS
05/2016 → 05/2021

Pembroke Hill School

Mission Hills, KS
05/2023 → 08/2023

Sabates Eye Centers

Kansas City, MO
08/2023 → 12/2025

University Of Kansas/University Of Missouri-Kansas City

Lawrence , KS
01/2026 → 03/2026

Unemployed

Mission Hills, KS
03/2026 → 07/2026

Carson Wealth

Overland Park, KS
07/2026 → Present

Carson Wealth

Overland Park, KS

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-01