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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-24 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Melville | NY | 07/2025 | Present |
| College Coolers | Madison | WI | 09/2021 | 05/2025 |
| Rbc Capital Markets, Llc | New York City | NY | 06/2023 | 08/2023 |
| Rbc Capital Markets, Llc | New York City | NY | 06/2024 | 08/2024 |
| University Of Wisconsin-Madison | Madison | WI | 09/2021 | 12/2024 |
| Half Hollow Hills East High School | Dix Hills | NY | 09/2017 | 06/2021 |
| West Hollow Middle School | Melville | NY | 09/2014 | 06/2017 |
| Northwell Health | Garden City | NY | 06/2022 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-30 |
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