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Irene Nguyen

Ameriprise Financial Services, LLC

Dallas, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-13
  • TX RA
    APPROVED
    Since 2026-08-13

Branch Locations

5960 Berkshire Ln Ste 1200, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Dallas TX 05/2023 Present
Composite Alliance Corporation Dallas TX 07/2019 12/2020
Universal Power Group Coppell TX 10/2014 06/2019
Unemployed Plano TX 01/2021 05/2023
  • 05/2023 → Present
    Ameriprise Financial Services, Llc
    Dallas, TX
  • 07/2019 → 12/2020
    Composite Alliance Corporation
    Dallas, TX
  • 10/2014 → 06/2019
    Universal Power Group
    Coppell, TX
  • 01/2021 → 05/2023
    Unemployed
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-11
  • S66 Uniform Combined State Law Examination
    2026-08-11

View on SEC IAPD

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