Keaton Verdict

Northwestern Mutual Investment Services, LLC

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Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2026-08-25

KS RA
APPROVED

Since 2026-08-25

Branch Locations

5251 W 116Th Pl Ste 300, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John A Black	Leawood	KS	04/2025	12/2025
Powercat Financial	Manhattan	KS	04/2023	05/2025
Vanguard	Plano	TX	05/2024	08/2024
Student	Shawnee	KS	08/2013	05/2025
John A Black	Leawood	KS	05/2023	05/2024
John Black	Leawood	KS	12/2025	Present
Northwestern Mutual Investment Services Llc	Leawood	KS	06/2026	Present

04/2025 → 12/2025

John A Black

Leawood, KS
04/2023 → 05/2025

Powercat Financial

Manhattan, KS
05/2024 → 08/2024

Vanguard

Plano, TX
08/2013 → 05/2025

Student

Shawnee, KS
05/2023 → 05/2024

John A Black

Leawood, KS
12/2025 → Present

John Black

Leawood, KS
06/2026 → Present

Northwestern Mutual Investment Services Llc

Leawood, KS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-24

S66 Uniform Combined State Law Examination

2026-08-24

Other Names

Keaton Verdict

View on SEC IAPD

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Other Investors

COREY RANDALL BIERL

JASON BRETT COLE

JAY PATRICK SIMPSON

MATTHEW JOHN SCHOENFELD

NATHAN DAVID PAULSON

Michael Nathan Paulson

MICHAEL FRANK BACA

THOMAS SCOTT WOODWARD

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