Ashley R Stockman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-08-19

RI RA
APPROVED

Since 2026-08-19

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nicolet National Bank	Eagle River	WI	01/2023	04/2023
Charles Schwab & Co., Inc.	Thompson Springs	UT	07/2023	01/2025
Affirm Background Screening	Ashland	WI	09/2022	12/2022
Extreme Learning Centers	Arequipa		07/2022	09/2022
Choice Title	Ashland	WI	10/2020	05/2022
Chartwells At Northland College	Ashland	WI	12/2019	10/2020
Ashland Baking Company	Ashland	WI	11/2019	01/2020
Red Cliff	Bayfield	WI	07/2019	10/2019
Bluefin Bay	Tofte	MN	09/2016	09/2018
Expanding Horizons	Hermantown	MN	10/2018	06/2019
Extended Travel	Cartagena		04/2023	07/2023
Extended Travel	Ashland	WI	12/2022	01/2023
Extended Travel	Ashland	WI	05/2022	07/2022
Wells Fargo Clearing Services, Llc	Las Vegas	NV	02/2025	06/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	FL	08/2026	Present
Mentor Network, The	Ashland	WI	05/2019	07/2019

01/2023 → 04/2023

Nicolet National Bank

Eagle River, WI
07/2023 → 01/2025

Charles Schwab & Co., Inc.

Thompson Springs, UT
09/2022 → 12/2022

Affirm Background Screening

Ashland, WI
07/2022 → 09/2022

Extreme Learning Centers

Arequipa
10/2020 → 05/2022

Choice Title

Ashland, WI
12/2019 → 10/2020

Chartwells At Northland College

Ashland, WI
11/2019 → 01/2020

Ashland Baking Company

Ashland, WI
07/2019 → 10/2019

Red Cliff

Bayfield, WI
09/2016 → 09/2018

Bluefin Bay

Tofte, MN
10/2018 → 06/2019

Expanding Horizons

Hermantown, MN
04/2023 → 07/2023

Extended Travel

Cartagena
12/2022 → 01/2023

Extended Travel

Ashland, WI
05/2022 → 07/2022

Extended Travel

Ashland, WI
02/2025 → 06/2026

Wells Fargo Clearing Services, Llc

Las Vegas, NV
08/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, FL
05/2019 → 07/2019

Mentor Network, The

Ashland, WI

Other Businesses

I*5243275, Entity Type Entity For Profit, Name of OBA: AshVentures LLC Address: Cranston Rhode Island 02920 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/18/2025 No Hours: 2 Weekly No Hours during trading: 0 Duties: Ordering inventory, creating products, selling products, bookeeping. LLC is for pottery. I will be making and eventually selling pottery pieces.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-23
S63	Uniform Securities Agent State Law Examination	2023-11-22

S65 Uniform Investment Adviser Law Examination

2026-06-23
S63 Uniform Securities Agent State Law Examination

2023-11-22

Other Names

Ashley Stockman
Ashley Rae Stockman

View on SEC IAPD