Kaitlyn M Cuscaden

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-03

TX RA
APPROVED

Since 2026-08-03

Branch Locations

Austin, TX • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Austin	TX	06/2018	12/2019
Stma	San Antonio	TX	10/2016	10/2016
Ross Dress For Less	San Antonio	TX	11/2016	12/2016
Abundant Solar	San Antonio	TX	01/2017	01/2017
Swbc	San Antonio	TX	03/2017	03/2017
Harland Clarke	San Antonio	TX	03/2017	07/2017
Unemployed	San Antonio	TX	07/2016	10/2016
Atp2 Llc	Austin	TX	09/2017	05/2018
Unemployed	Cedar Park	TX	01/2020	12/2020
Transamerica Capital Inc.	Cedar Rapids	IA	12/2020	05/2022
Tata Consultancy Services	Cedar Rapids	IA	12/2020	05/2022
Unemployed	Cedar Park	TX	05/2022	09/2022
Kestra Investment Services, Llc	Austin	TX	09/2022	03/2024
Uber	Austin	TX	05/2018	02/2025
Lyft	Austin	TX	05/2018	02/2025
Principal Life Insurance Co	Austin	TX	02/2025	Present
Principal Securities Inc	Des Moines	IA	02/2025	Present

06/2018 → 12/2019

Charles Schwab & Co., Inc.

Austin, TX
10/2016 → 10/2016

Stma

San Antonio, TX
11/2016 → 12/2016

Ross Dress For Less

San Antonio, TX
01/2017 → 01/2017

Abundant Solar

San Antonio, TX
03/2017 → 03/2017

Swbc

San Antonio, TX
03/2017 → 07/2017

Harland Clarke

San Antonio, TX
07/2016 → 10/2016

Unemployed

San Antonio, TX
09/2017 → 05/2018

Atp2 Llc

Austin, TX
01/2020 → 12/2020

Unemployed

Cedar Park, TX
12/2020 → 05/2022

Transamerica Capital Inc.

Cedar Rapids, IA
12/2020 → 05/2022

Tata Consultancy Services

Cedar Rapids, IA
05/2022 → 09/2022

Unemployed

Cedar Park, TX
09/2022 → 03/2024

Kestra Investment Services, Llc

Austin, TX
05/2018 → 02/2025

Uber

Austin, TX
05/2018 → 02/2025

Lyft

Austin, TX
02/2025 → Present

Principal Life Insurance Co

Austin, TX
02/2025 → Present

Principal Securities Inc

Des Moines, IA

Previous Registrations

2018-12-21 → 2020-01-22

Charles Schwab & Co., Inc.

Austin, TX

Other Businesses

UBER/LYFT POSITION: Rideshare Driver NATURE: Rideshare Driving INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2018 ADDRESS: 2701 Penny Ln, Apt 134, Austin TX 78757, United States DESCRIPTION: I occasionally do rideshare driving for the companies Uber and Lyft. I provide passengers rides around the Austin metro area. Uber and Lyft are app based programs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-01

S66 Uniform Combined State Law Examination

2026-08-01

Other Names

Kaitlyn Michelle Cuscaden
Kaitlyn Cuscaden
Katie Cuscaden

View on SEC IAPD