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Charissa Ballesteros

Edward Jones

Green Valley, AZ

CRD 6702974

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
AZ RA APPROVED 2023-03-21
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • AZ RA
    APPROVED
    Since 2023-03-21

Branch Locations

560 E Continental Rd 101, Green Valley, AZ 85614 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Tucson AZ 01/2016 03/2019
Primerica Financial Services Tucson AZ 01/2016 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Green Valley AZ 08/2019 06/2021
Bank Of America, N.A. Green Valley AZ 08/2019 02/2023
Pima County Juvenille Court Tucson AZ 01/2019 07/2019
Pub 1922 Sahuarita AZ 10/2018 02/2019
Edward Jones St. Louis MO 02/2023 Present
  • 01/2016 → 03/2019
    Pfs Investments Inc.
    Tucson, AZ
  • 01/2016 → 03/2019
    Primerica Financial Services
    Tucson, AZ
  • 08/2019 → 06/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Green Valley, AZ
  • 08/2019 → 02/2023
    Bank Of America, N.A.
    Green Valley, AZ
  • 01/2019 → 07/2019
    Pima County Juvenille Court
    Tucson, AZ
  • 10/2018 → 02/2019
    Pub 1922
    Sahuarita, AZ
  • 02/2023 → Present
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
S63 Uniform Securities Agent State Law Examination 2016-11-17
  • S66 Uniform Combined State Law Examination
    2023-03-20
  • S63 Uniform Securities Agent State Law Examination
    2016-11-17
Other Names
  • Charissa Ann Ballesteros

View on SEC IAPD

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