Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-19
FL RA APPROVED 2024-10-07
  • TX RA
    APPROVED_RES
    Since 2024-10-19
  • FL RA
    APPROVED
    Since 2024-10-07

Branch Locations

101 E Kennedy Blvd Pbig - Florida Pwm Tampa, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florda Gulf Coast University Fort Myers FL 08/2013 05/2018
Quiksilver Estero FL 09/2013 12/2016
Ubs Financial Services Inc. Fort Myers FL 05/2018 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 09/2024 Present
Bank Of America, N.A. Tampa FL 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-22
  • S66 Uniform Combined State Law Examination
    2019-04-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor