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Scott Duncan

LPl Financial LLC

Tempe, AZ

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-24
  • AZ RA
    APPROVED
    Since 2026-08-24

Branch Locations

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Jacksonville FL 02/2018 09/2019
Voya Financial Partners, Llc Jacksonville FL 02/2018 09/2019
Diversified Consultants Incorporated Jacksonville FL 08/2017 11/2017
Adt Security Services Jackosnville FL 02/2016 03/2017
Self-Employed Jacksonville FL 04/2017 02/2018
Timeshares Direct Incorporated Jacksonville FL 12/2017 12/2017
Unemployed Jacksonville FL 04/2017 07/2017
Voya Financial Partners, Llc Tempe AZ 09/2019 12/2019
Voya Tempe AZ 09/2019 03/2025
Voya Financial Advisors, Inc. Chandler AZ 12/2021 03/2025
Lpl Financial Llc Tempe AZ 08/2026 Present
Unemployed Tempe AZ 03/2025 08/2026
  • 02/2018 → 09/2019
    Voya
    Jacksonville, FL
  • 02/2018 → 09/2019
    Voya Financial Partners, Llc
    Jacksonville, FL
  • 08/2017 → 11/2017
    Diversified Consultants Incorporated
    Jacksonville, FL
  • 02/2016 → 03/2017
    Adt Security Services
    Jackosnville, FL
  • 04/2017 → 02/2018
    Self-Employed
    Jacksonville, FL
  • 12/2017 → 12/2017
    Timeshares Direct Incorporated
    Jacksonville, FL
  • 04/2017 → 07/2017
    Unemployed
    Jacksonville, FL
  • 09/2019 → 12/2019
    Voya Financial Partners, Llc
    Tempe, AZ
  • 09/2019 → 03/2025
    Voya
    Tempe, AZ
  • 12/2021 → 03/2025
    Voya Financial Advisors, Inc.
    Chandler, AZ
  • 08/2026 → Present
    Lpl Financial Llc
    Tempe, AZ
  • 03/2025 → 08/2026
    Unemployed
    Tempe, AZ
Previous Registrations
Other Businesses

1: 08/2026 - Benridge LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - Tempe, AZ - OBA Start Date: 08/08/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-09
S63 Uniform Securities Agent State Law Examination 2022-01-07
  • S66 Uniform Combined State Law Examination
    2023-08-09
  • S63 Uniform Securities Agent State Law Examination
    2022-01-07
Other Names
  • Scott Andrew Duncan

View on SEC IAPD

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ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
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