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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-20 |
| WA | RA | APPROVED | 2026-08-20 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 01/2018 | 10/2018 |
| University Of Georgia | Athens | GA | 01/2012 | 05/2017 |
| Perry's Liquor Store | Athens | GA | 05/2016 | 12/2016 |
| Peachtree Company | Peachtree City | GA | 08/2017 | 11/2017 |
| E*Trade Securities Llc | Alpharetta | GA | 10/2018 | 04/2019 |
| Mutual Of Omaha Insurance Company | Atlanta | GA | 07/2019 | 04/2020 |
| Mutual Of Omaha Investor Services | Atlanta | GA | 07/2019 | 04/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2020 | 04/2024 |
| Cuna Mutual Group | Waverly | IA | 09/2020 | 04/2024 |
| Unemployed | Athens | GA | 04/2020 | 09/2020 |
| Lpl Financial Llc | Gainesville | GA | 05/2022 | 04/2024 |
| Thrivent Investment Management Inc | Minneaspolis | MN | 11/2024 | 01/2026 |
| Thrivent Financial | Appleton | WI | 11/2024 | 01/2026 |
| Unemployed | Athens | GA | 04/2024 | 11/2024 |
| Fisher Investments | Camas | WA | 08/2026 | Present |
| University Of Georgia | Atlanta | GA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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