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Ronald A Franco

Fisher Investments

Plano, TX

Camas, WA

CRD 6905693

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-20
WA RA APPROVED 2026-08-20
  • TX RA
    APPROVED
    Since 2026-08-20
  • WA RA
    APPROVED
    Since 2026-08-20

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 01/2018 10/2018
University Of Georgia Athens GA 01/2012 05/2017
Perry's Liquor Store Athens GA 05/2016 12/2016
Peachtree Company Peachtree City GA 08/2017 11/2017
E*Trade Securities Llc Alpharetta GA 10/2018 04/2019
Mutual Of Omaha Insurance Company Atlanta GA 07/2019 04/2020
Mutual Of Omaha Investor Services Atlanta GA 07/2019 04/2020
Cuna Brokerage Services, Inc. Waverly IA 09/2020 04/2024
Cuna Mutual Group Waverly IA 09/2020 04/2024
Unemployed Athens GA 04/2020 09/2020
Lpl Financial Llc Gainesville GA 05/2022 04/2024
Thrivent Investment Management Inc Minneaspolis MN 11/2024 01/2026
Thrivent Financial Appleton WI 11/2024 01/2026
Unemployed Athens GA 04/2024 11/2024
Fisher Investments Camas WA 08/2026 Present
University Of Georgia Atlanta GA 09/2025 Present
  • 01/2018 → 10/2018
    E*Trade Securities Llc
    Alpharetta, GA
  • 01/2012 → 05/2017
    University Of Georgia
    Athens, GA
  • 05/2016 → 12/2016
    Perry's Liquor Store
    Athens, GA
  • 08/2017 → 11/2017
    Peachtree Company
    Peachtree City, GA
  • 10/2018 → 04/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 07/2019 → 04/2020
    Mutual Of Omaha Insurance Company
    Atlanta, GA
  • 07/2019 → 04/2020
    Mutual Of Omaha Investor Services
    Atlanta, GA
  • 09/2020 → 04/2024
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 09/2020 → 04/2024
    Cuna Mutual Group
    Waverly, IA
  • 04/2020 → 09/2020
    Unemployed
    Athens, GA
  • 05/2022 → 04/2024
    Gainesville, GA
  • 11/2024 → 01/2026
    Minneaspolis, MN
  • 11/2024 → 01/2026
    Thrivent Financial
    Appleton, WI
  • 04/2024 → 11/2024
    Unemployed
    Athens, GA
  • 08/2026 → Present
    Camas, WA
  • 09/2025 → Present
    University Of Georgia
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30
Other Names
  • Ronald Alexander Franco

View on SEC IAPD

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