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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-08-05
  • MO RA
    APPROVED
    Since 2026-08-05

Branch Locations

St. Louis, MO • United States

625 Maryville Centre Drive Suite 100, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Creve Coeur MO 01/2009 08/2017
New York Life Insurance Co. Creve Coeur MO 08/2017 08/2022
Nylife Securities, Llc Creve Coeur MO 05/2019 08/2022
Citigroup Ofallon MO 08/2022 03/2024
Stifel, Nicolaus & Company, Incorporated St Louis MO 07/2024 05/2025
Unemployed St.LOuis MO 04/2024 07/2024
Unemployed St Louis MO 05/2025 02/2026
Guardian Life Insurance Company St Louis MO 03/2026 Present
Park Avenue Securities St Louis MO 03/2026 Present
  • 01/2009 → 08/2017
    Unemployed
    Creve Coeur, MO
  • 08/2017 → 08/2022
    New York Life Insurance Co.
    Creve Coeur, MO
  • 05/2019 → 08/2022
    Nylife Securities, Llc
    Creve Coeur, MO
  • 08/2022 → 03/2024
    Citigroup
    Ofallon, MO
  • 07/2024 → 05/2025
    Stifel, Nicolaus & Company, Incorporated
    St Louis, MO
  • 04/2024 → 07/2024
    Unemployed
    St.LOuis, MO
  • 05/2025 → 02/2026
    Unemployed
    St Louis, MO
  • 03/2026 → Present
    Guardian Life Insurance Company
    St Louis, MO
  • 03/2026 → Present
    Park Avenue Securities
    St Louis, MO
Other Businesses

1. Insurance outside of Guardian, Start: 4/30/26, Nature: Insurance products outside of Guardian, Address: 12826 Topping Woods Estate Dr. Saint Louis, MO 63131, Duties: Agent selling insurance products outside of Guardian, 1 total hour per month; 1 during securities trading hours, Investment Related, 2. Amazon Selling Account, Start: 1/4/26, Nature: Retail Products (Dishwasher parts), Address: 12826 Topping Woods Estate Dr. Saint Louis, MO 63131, Duties: Owner selling retail products on Amazon, 3 total hours per month; 0 during securities trading hours, Non-Investment Related, 3. Alhariri Financial Services LLC, Start: 2/1/2021, Nature: LLC for tax purposes, Address: 12826 Topping Woods Estate Dr. Saint Louis, MO 63131, Duties: Owner, 0 total hours per month; Non-Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
S63 Uniform Securities Agent State Law Examination 2020-05-27
  • S66 Uniform Combined State Law Examination
    2026-07-31
  • S63 Uniform Securities Agent State Law Examination
    2020-05-27

View on SEC IAPD

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