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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-08-04
  • NH RA
    APPROVED
    Since 2026-08-04

Branch Locations

Merrimack, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 08/2017 03/2022
Unemployed Amherst NH 03/2017 08/2017
Prime Buchholz & Associates Portsmouth NH 03/2015 02/2017
Raymond James Financial Services, Inc Merrimack NH 04/2023 Present
Unemployed Merrimack NH 03/2022 04/2023
Raymond James Financial Services Advisors, Inc. Merrimack NH 08/2026 Present
  • 08/2017 → 03/2022
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 03/2017 → 08/2017
    Unemployed
    Amherst, NH
  • 03/2015 → 02/2017
    Prime Buchholz & Associates
    Portsmouth, NH
  • 04/2023 → Present
    Raymond James Financial Services, Inc
    Merrimack, NH
  • 03/2022 → 04/2023
    Unemployed
    Merrimack, NH
  • 08/2026 → Present
    Merrimack, NH
Other Businesses

(1)Name of Business: Mr G's Restaurant Address: 388 Daniel Webster Highway, Merrimack, NH, 03054, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Prepare food, deliver, clean

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-07
S63 Uniform Securities Agent State Law Examination 2017-10-02
  • S66 Uniform Combined State Law Examination
    2026-07-07
  • S63 Uniform Securities Agent State Law Examination
    2017-10-02
Other Names
  • Benjamen Edward Rafferty
  • Ben Rafferty
  • Benjamen Rafferty

View on SEC IAPD

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