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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Merrimack | NH | 08/2017 | 03/2022 |
| Unemployed | Amherst | NH | 03/2017 | 08/2017 |
| Prime Buchholz & Associates | Portsmouth | NH | 03/2015 | 02/2017 |
| Raymond James Financial Services, Inc | Merrimack | NH | 04/2023 | Present |
| Unemployed | Merrimack | NH | 03/2022 | 04/2023 |
| Raymond James Financial Services Advisors, Inc. | Merrimack | NH | 08/2026 | Present |
(1)Name of Business: Mr G's Restaurant Address: 388 Daniel Webster Highway, Merrimack, NH, 03054, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Prepare food, deliver, clean
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-02 |
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