Joseph J Shannon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 04/2016 → 09/2016
  Unemployed
  Chicago, IL
• 11/2016 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*103213 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NOTRE DAME CLUB OF CHICAGO INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60604 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/1/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: KEEPING ALUMNI CONNECTED WITH CLUB

Exams

• S66 Uniform Combined State Law Examination
  2017-01-10

Other Names

• Joseph Shannon
• Joseph James Shannon
• Joseph J Shannon Iv
• Joseph J Shannon